Audit Quality Control, QC 1000, and Gen AI in Client Data

Presenter Information

Honors Capstone Project

1

Advisor(s)

Dr. Jill Cadotte

Confirmation

1

Document Type

Paper

Location

ONU McIntosh Center; Dean's Heritage

Start Date

21-4-2026 2:45 PM

End Date

21-4-2026 3:00 PM

Abstract

This project researches the quality control (QC) responses public accounting firms can implement in response to risks of generative AI use in client accounting data. The structure of the project follows the new PCAOB standard QC 1000, which outlines quality objectives, risks to quality objectives, and responses to quality risks. Perspectives on responses will be gathered from audit professionals familiar with their firm’s QC system and subsequently analyzed and compiled for a series of best practices.

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Apr 21st, 2:45 PM Apr 21st, 3:00 PM

Audit Quality Control, QC 1000, and Gen AI in Client Data

ONU McIntosh Center; Dean's Heritage

This project researches the quality control (QC) responses public accounting firms can implement in response to risks of generative AI use in client accounting data. The structure of the project follows the new PCAOB standard QC 1000, which outlines quality objectives, risks to quality objectives, and responses to quality risks. Perspectives on responses will be gathered from audit professionals familiar with their firm’s QC system and subsequently analyzed and compiled for a series of best practices.